Monday, September 26, 2011 - 11:19 AM
This fifth column on Auftragstaktik is in fact our third from Germany, which is fitting.
I think I disagree with the argument offered below, because I think Moltke codified the theory but that it was entirely possible to have mission command before he did that. I suspect what you need is competent, cohesive units with profound trust running both ways in the chain of command. But I still think this column is worth reading, if you are trying to understand this important subject.
By Stefan Schilling
Best Defense department of Auftragstaktik
affairs
I believe both Maj.
Smith's and Col. Yingling's
arguments to be both true and false. It becomes apparent when reading both
articles that both do debate Auftragstaktik,
but do so from different perspectives and lack a common understanding of what
is meant by the phrase "mission command."
Paul Yingling certainly is right in claiming that mission command works better
with senior officers who possess traits such as courage and intelligence. Yet,
I bet pretty much every organization works better when intelligence is
involved.
While his claims that Scipio and Hannibal have applied Auftragstaktik simply
because they were courageous and intelligent does neglect the fact that Auftragstaktik
is based on a vast and deep understanding of theory. He is also wrong about
Guderian's officers. As Col. Yingling has argued, "these officers succeed
because they had the intelligence to see the battlefield clearly, and the
courage to act on their convictions." As Clausewitz has taught us, no
officer or leader has the intelligence or the ability to see anything in war
clearly, not in our current wars and not in the times of Moltke or Scharnhorst.
But what set the officers of Guderian apart from Scipio's, Patton's and Hanibal's
was their ability, installed by rigorous education and training, to accept the
friction of war and use it to their advantage by exploiting the enemy's weak
points when they became apparent. This is what mission command is about.
Most of the historical figures Paul Yingling cites were undoubtedly great commanders with a deep insight into the friction and intricacies of war, and were certainly not afraid of bureaucracies or higher echelons. Yet
they did not necessarily command in a mission command style just because they
were courageous and able to exploit weaknesses. Auftragstaktik is
not about one great commander, but about ensuring that every commander has the
ability to trust in every junior officers to perform in his intent and exploit
chances when they present themselves.
As Eitan Shamir has so vividly shown in his book Transforming
Command
- The Pursuit of Mission Command in the U.S., British and Israeli Armies,
militaries tend, when confronted with new cultures, to look to their past in an
attempt to proof that the "new" is actually a well-known tradition of
their respective forces. In the British army this was attempted by identifying
the command styles of Oliver Cromwell, Wellington and the Duke of Marlborough
as mission command. The narrative in the U.S., according to Shamir, is that
commanders such as Sheridan or Patton are identified as having commanded in
such a way. In the Israeli case, he argues, the Palmach have been the tradition
with which to prove that mission command has been a long-lasting tradition
within the IDF. However, in each of the cases we might talk about courageous
and intelligent commanders, but they were not backed up by the tenets of mission command. For example, while the early IDF as well as the Palmach
had a great tradition of practicing and exploiting the enemy's weaknesses, they
were utterly opposed to general staffs and leadership education, which
subsequently lead to a gradual disappearance of mission command.
Yet, Auftragstaktik's
major tenet is (and its lack is what I believe Maj. Smith is rightly lamenting)
the ability of every junior officer to be able to understand his immediate
superior officer's job and if need be to command in place of that superior.
This has the advantage and the consequence that every junior officer
understands perfectly - and performs according to - the intent of his superior
officers. (Not according to his will but his intent.) This is, I believe, the
core of mission command. Moltke, the father and implementer of mission command, has set
up the Kriegsakademie to teach and educate junior officers to do exactly
this, by consistent war gaming and simulating. War games, as Maj. Smith has
remarked, have the ability to put everyone on the same page and assure that no
system is left out. However, in order to assure this, officers need experience.
This was assured in Prussia by sending the graduates of the Kriegsakademie
to spent six months in a branch other than their own, and then on to serve on
the general staff for a one-year trial period. Guderian's officers were not
only courageous but were also made aware by having been educated in mission
command in the style of Moltke's Kriegsakademie. As such, they
undoubtedly did have their share of education, training and hands on experience
in general staffs before assuming command that Col. Yingling claims not to be
necessary.
If, however, promotions are made as Maj. Smith has pointed out, in a hurricane of personnel moves, without either the education or the hands-on expertise in staff, this experience is certainly missing from the force and the
education process and the trial period assured that every officer has the
common knowledge base, and a common language and understanding of issues. Maj.
Smith thus is not wrong about Auftragstaktik as Paul Yingling claims,
but points out the central tenet of Auftragstaktik as well as the
dangers when mission command is applied without the education it necessitates.
However, our discussions seem to show several problems consistent in many
militaries and certainly the U.S. Army.
1. mission command is not universally understood, and many different versions of its meaning seem to be floating around.
2. The U.S. Army has not implemented mission command as it should be otherwise this discussion would not arise.
3. Well-meant programs such as ARFORGEN are not well suited to prepare officers for their capabilities on the ground.
4. Modern battleground tools such as drones, BFT's and so on are only increasing the ability of senior commanders to micromanage, but not their ability to apply mission command.
It is needless to say that suspected
disability of junior officers might serve
as an excuse for poor command, these difficulties do force commanders
often enough to rely on "Befehlstaktik,"simply
because they cannot trust in their junior officers' ability to understand and
execute in their intent.
To change this, Col. Yingling is certainly right in saying that: "Senior
officers who wish to exercise mission command shouldn't wait for favorable conditions; they should create them." But this also involves creating the educational system for junior officers to train, practice
and gain experience in order to come up with unique and desirable ideas.
Stefan Schilling is an academic
assistant at the Department for International
Relations and Foreign Policy of the University of Heidelberg, Germany. He has
earned a M.A. in Political Science from the University of Heidelberg and is
currently working on a doctoral thesis on U.S. military organization and
innovation.
“4. Modern battleground tools such as drones, BFT's and so on are only increasing the ability of senior commanders to micromanage, but not their ability to apply mission command.”
The above comment by Stefan Schilling is the historic rational behind the fundamental concept of Auftragstaktik. Until the advent of lightweight and durable wireless communications commanders required a method to control their forces. The answer was to select intelligent officer material and aggressively train these junior officers to exhibit tactical initiative in pursuing their commander’s intent. The most famous examples of this trend was the creation of ‘storm troops’ also know as Hutier tactics (infiltration and exploitation) by German forces in the latter stages of World War One and of course the example of the Wehrmacht in its better moments during the next go around in 1939-45.
With modern and efficient communications so prolific between senior officers and the units under their command it would be an unusual commander who is not tempted to micro-manage his forces thus in effect demoting his junior officers to senior NCO’s. It is difficult to see this changing since every commander thinks he knows best even if he is not on the scene. In a mistake intolerant U. S. military it would be a rare commander that let his junior officers place his career at risk based solely the latters judgment.
From talking with my peers - I think you are correct in your last sentence... but I want to say that it isn't this way throughout the whole of the Army. My BDE Commander, and even my Squadron Commander, certainly placed their careers in our hands. We were empowered to act and encouraged to act within their intent, even if that meant on occassion, acting in excess of their instructions.
My biggest complaint against officers inclined towards micromanagement isn't that they are exceeding their effective span of control... although that's a problem and a real one at that. BUt my primary concern is that Lieutenants and Captains who've never been allowed to make mistakes and learn become Majors and Lt. Colonels who don't know how to teach and only know that they can't let their subordinates make mistakes and learn.
That's about all I have to add to this debate. I've never worked for a micromanager - not in nearly a decade of service - maybe that's a function of life in a Cavalry outfit or it could be that I've just gotten extraordinarily lucky - so take what I said with a grain of salt and know it's based only on the experiences of my peers as they've related it.
I sent this article to Tom earlier this morning.
I think it's relevant,
It comes from the Center for Army Professionalism and Ethics. The 3 year old institution to house more Colonels who have nowhere else to go. Their previous gems include the wonderful circular logic piece "Profession of Arms" that every NCO and Officer was pretty much forced to read earlier this year.
Anyways, the title of the paper "Beware of Boldness", written by Conrad C. Crane in '06, pretty much spells out that the U.S. Army doesn't want "boldness" in their ranks.
http://cape.army.mil/repository/materials/BewareOfBoldness.pdf
Here's some selected quotes:
"Boldness in an organization, however, must be created by the leadership, beginning at the top"
"conservative senior leadership has been very successful for the United States, and it avoids the significant costs and pitfalls that can result from operational and strategic gambles gone wrong"
"The main argument of this article is that the US military does not
need a culture that encourages daring risk-taking, especially at senior levels.
We may already be paying a price in Iraq for this new emphasis on boldness."
It goes into word play on innovation vs. boldness, and then paints MacArthur and Custer as what happens when your bold, but then will say Patton wasn't bold and was just "advocating the aggressive exploitation of opportunities, with due concern to mitigate risks".
Then come full circle (circular logic) by ending with "Commanders
must also encourage innovation throughout their organizations and be prepared to recognize and reward the ideas of subordinates, to create the same atmosphere of decentralized adaptation that was so successful for the American
Army in World War II".
I don't know, it seems to fall perfectly in line with what JPWREL is saying there at the end. The Military (Army especially) is more Risk Mitigating (butt saving) than Objective Accomplishing. Case in point would be our last MoH winner, who asked 4 times to brave into a Kill Zone to save his fellow warriors, but was denied before he and his Staff Sergeant disobeyed lawful orders to save lives. He was denied not because he'd be going headlong into friendly IDF or CAS, since that was denied too, but one could only assume the Officer's "Comprehensive Risk Assessment" deemed it so (from what I read of the 15-6).
Had his rescue attempt failed (and he survived), Dakota Meyer most likely would have been demoted and not awarded our Nation's greatest award for Valor. Staff Sergeant Juan Rodriguez-Chavez would of suffered a worse fate, and those officers would have been commended for their "right" decision.
If that's the type of boldness Crane is advocating to suppress, then I fear if we end up in another real war.
You're an errand boy, sent by grocery clerks, to collect a bill
"Synchronization" (whatever that is) is a God. We hate the fog of war, uncertainty paralyzes the entire planning process. US Army is all about "Design" whatever that is (see synchronization above) how we impose order on the chaos of the battlefield.
The Germans were willing to accept a little fratricide if it lowered casualties overall and sped mission accomplishment. They were willing to accept casualties in their high intensity training if it led to less blood while on campaign. What are the chances of US underwriting that level of acceptance of risk? They called Guderian "Schneller Heinz" they didn't call him "Design Heinz", or Synchronizing Heinz". He kept his foot on the pedal.
Mission Accomplishment and Fratricide
The fog of war is an inescapable part of armed conflict, and not even the most well-crafted plans do not survive the first contact. Mission command is about mitigating and reducing the effects of the fog of war, not the fog itself. Smart, aggressive leaders, who understand the mission, and the intent of their superiors, can effectively manage the chaos in order to ensure that objectives are met, regardless of whether the initial plan was seamlessly followed or not. The intelligence, initiative, and confidence of Soldiers should be nutured by a military culture that encourages relevant training, practical education, and technical competence. Furthermore, Soldiers should be assured by their commanders that they have the latitude to make (legal) decisions, based off the scenario as they percieve it, without fear of retribution.
That being said, fratricide is never an acceptable course of action. Leaders in the military should not be risk adverse, which is to say that they should be prepared to utilize the weapon systems available to them to maximum effect in order to kill the enemy. They should be prepared to order their Soldiers into harm's way, but that should neither be a reckless or malicious decision. However consciously allow, or worse PLAN for the death of Soldiers, not from enemy action, but from friendly fire is morally reprehensible, professionally incompetent, and a complete deviation from those values that are crucial to good leadership. Fratricide is, rightly, a taboo in military culture. Investigations into such incidents should not become a witch-hunt, but should be properly conducted to determine if there was negligence or incompetence, in which case the responsible individual(s) is relieved.
Training must be intense and realistic, and should stress and test individuals in order to prepare them for the rigors of combat. But again, to craft training where it is designed, allowed, and expected that Soldiers will die in its conduct is a leadership failure, and a disservice to those who go through the training. A death in training is 100% fratricide. In both training and combat, to have an environment where Soldiers are aware that it is acceptable for them to lose their lives because of fratricide would be severely detrimental to morale. While every person in the military should understand that the mission should always come first, they should be confident that their leadership will do its utmost to safeguard the lives of the friendlies on the ground.
I think that Schneller Heinz would have understood the value of maintaining Soldier morale, and would have dissuaded the sort of leadership that causes needless deaths. After all, he was not known as Metzger Heinz.
They may have been "educated in mission command in the style of Moltke's Kriegsakademie" but the overwhelming majority of Prussian and German Officers never saw the inside of the Kriegsakademie, graduates were a teeny tiny percentage officer corps (w red stripes on their pants?).
Auftragstaktik might require education at some level, but there were 10Ks of able practitioners who managed to accomplish the magic w/o the magicians course.
The other officer courses, war games and map exercises might have been the key ingredient? They were applied across more of officer corps? I remember reading about a Medical Officer commanding an Infantry Regt on Ost Front for a year or so, he was the only regular officer left standing and had been trained adequately so that he had no problems at Regt level.
Another key thing that makes it easier to think a level or two up is organization. Triangular orgs that have 3 maneuver units and fires units at each level make it easier to think up. When we start adding lots of so called "enablers" at higher level (and huge staffs), it makes it harder for ANYONE to think up a level or two. Huge staffs probably make Auftragstaktik just about impossible.
Good last paragraph, because often overlooked, each individual Wehrmacht commander was required to understand the commander's intent two echelons above his level of command, in order to enable decision making, most likely since it was known some higher commanders would not be able to be reached in time for further guidance, but certainly to keep momentum going.
However, as Paul von Hindenburg said, "an operation without weight or focus, is like a man without character," and you can make of that what you may. : )
understanding intent two levels up is not that easy. Not that the intent needs to be overly complicated, but it is usually so vague that if you're a brigade commander you're basically left with making shit up on your own. Which does not have to be bad, but does make for one cohesive element executing one intent in search of a specific objective or goal.
www.strategicstudiesinstitute.army.mil/pdffiles/pub889.pdf
This paper from SSI outlines what I believe have been many of our problems here in Afghanistan. See the second section. Too many cooks. The fun part? We need a Canadian officer in a US military school to point out our failings. We should be professionally embarrassed for our inability to police ourselves. Unity of command.....meh, why bother.
Speaks rather well to that whole strategy-tactics thing too.
...but does make for one cohesive element executing one intent in search of a specific objective or goal very difficult.
It seems like the whole first half of Rommel's "Infantry Attacks" consists of him running around the First World War battlefield rounding up pockets of cut-off troops, pointing them in the right direction, and attacking. He had no comms, and no formal command over these troops. Nor did these ad hoc little units have common SOPs or the familiarity of having trained together as primary groups. He just knew what the commander wanted to accomplish, and he had the smarts, the leadership-presence, the aggression and the ability to picture the battlefield (there's a French phrase that's slipped my mind) to prosecute the attack.
What he didn't have was a commander with access to a tactical UAV that he insisted on flying over his own troops rather than looking for the enemy. Such an anachronistic commander wouldn't have existed anyway, because from the very first day in training the emphasis was on achieving the commander's intent, not blindly following the assigned tasks even after the situation had changed, and to trust your subordinates to know and understand the same.
F, makes some good points, but I must remind that Rommel was not above mounting a light vehicle and touring his front meddling with the disposition of small units while giving orders and instructions (even the siting of a MG42 or antitank gun) thus stepping on the authority of the actual unit commander out of the loop.
Erwin Rommel was undoubtedly tactically gifted (paralleled with a strategic and logistical ineptitude), had excellent battlefield intuition but was also manic in his own micro-management of units. He basically never got over being a company or battalion commander even when managing a Corps and an Army.
Why Auftragstaktik Will Not Work in the US Army
Based on the previous postings Auftragstaktik requires all levels of commands to understand the mission, the overall intent, as well as the threat situation. With this detailed knowledge, armies in the field can make rapid decisions, giving the attacking force maximum flexibility in exploiting any vulnerabilities in the enemy line. This would require commanders on the ground to “task organize on the fly”, allowing the attacking army to maximize its resources at the point that is most vulnerable.
During the Second World War, the Germans accomplished this on the Meuse, while advancing towards France in 1940. During this attack, commanders coordinated amongst themselves artillery, air support, and mechanized units. Decisions were made, not looking myopically at their own situation, but what could be done to achieve overall victory. Nobody had to tell the artillery commander to support Rommel—the artillery commander already understood the importance of this mission. Likewise for the commanders of the Stuka divebomber units, who were flexible in supporting what would become the main effort, as well as the logistical support.
The US Army is much more hierarchal. What this means is that the supporting fires battalion would not change its supported unit, unless it was specifically ordered to. Likewise for slicing off subordinate units to another unit without being ordered to from a higher headquarters. Can anyone imagine a Battalion Commander sending a platoon to another battalion unless a Brigade Commander ordered him to do so? I have a feeling American military officers will deem overall failure to be acceptable, as long as they achieved the narrow orders set forth in their operations order.
Just my thoughts. Basing this on study of military history as well as seven years active duty.
Tom,
Yes, mission command existed before Moltke. Scharnhorst is widely regarded as the first to push for mission command in the Prussian Army. The book "The Enlightened Soldier" covers this transformation of the Prussian Army very well.
And yes, it did require junior officers that were highly educated. Scharnhorst designed and implimented a systematic officer education process that seems, in my opinion, much more robust than what we get today in our army.
He also created clubs that officers participated in during off-duty hours. How many guys can you think of today that are craving to go discuss COIN tactics or Squad Live Fire training techniques at a pub on their off-duty time? Today guys are more likely to form a fantasy football team and go meet up to watch a college football game on TV.
Anyway, Scharnhorst's policies were not codified until Moltke (from what I understand), but they were being widely practiced in the post-Jena Prussian Army that Scharnhorst almost single-handedly created. I know that is a strong phrase: single-handedly. But he was THE driving force behind the new way of training and command, that I think it's ok to say that about him.
Our training for new lietenants falls whoefully short of what the Prussians were receiving back then. Same for our NCOs. Scharnhorst designed tests for NCOs that evalutated them on their ability to NOT do the task they were assigned because of the situation they confronted (as long as they knew the intent and purpose, the training iterations created a situation where the NCOs were expected to change their task in order to meet the intent.....if they executed the exact task assigned to them during the training evaluation, they failed.
Until our young officers' and NCOs' initial training gets better, we will have to live with the evitable compromise between mission command and centralized command.
Scout,
You have been lucky, I do not say that without serious thought behind that, you have been lucky in who has lead you. I have had the opposite effect, every time I have had Army CoC I have been micro-managed, but in the Armies defense the same thing happened in my group. We do not prep our NCOs or Os as well as they could be and we need to do a better job.
Silentesahwan,
You are right, it is tough to get the Army to buy off on that but I promise you that most people who buy off on that idea that the idiot wrote have not been shot at or shot back in anger.
RCC,
Just the you cited Schornhorst is amazing to me, rare but impressive. "The Enlightened Soldier" is one of my favorite books to cite during training. However, the US Army, unless in a life or death situation, will not change. The US Army Culture needs a radical change, I do not have that much faith it will improve and I want it to more than anything.
Unusual opportunity for change coming soon
As I work on my 'big' paper here I had a brilliant discussion with my dear USAF buddy last night. Whether we like it or not - as Tom Ricks has alluded to in recent economic posts - we are about headed for a big Army crisis.
We should be preparing now on how to capitalize on that crisis. Yes, you read that right. We're going to probably go through a RIF which will be a great way to cull the ranks of a lot of dead weight which we nominally needed to fill seats in the last 10 years. It will be ugly, and painful, but it's gonna happen so you might as well make the best of it.
It will be a great way to perhaps instill some sense of moderation back into the force, re-establish lines of demarcation between levels of command, and if I am correct - even instill a new, better Army ethic on how we serve the people of the United States (and maybe what those people will offer us in return).
There is that old saying "never waste a crisis." Here's our big chance.
that sounds like a great blog post to me, hunter! please send along.
best,
tom
Hunter It's Easy! RIF People Who Aren't "Team Players"!!
I was in "the intelligency community" when the Indians conducted their first Nuke Test. Everybody blew it, even though it was in plain sight. CIA and everyone else were really wringing their hands afterwards about the simple fact that everybody was rewarded for thinking exactly the same thing. Conform and tell your Bosses what they want to hear and you get promoted.
In the aftermath the Intel guys were self aware enough to think about keeping a bunch of counter-intuitive contrarians around to tell them when they were dorking up. Easier said than done, those guys are hard to live with, hard to promote, easy to run out of a giant bureaucracy.
The Army decided "adaptive and self aware" was some kind of leadership "meta-competency" (the old COLs/BGs did not like that term much!?!). That made me laugh, I figured we'd make a 2 week adaptive and self aware course, then spend 10 years beating it out of them. In real life we want everyone to be adaptive and self aware in ebout the same way.
Then come full circle (circular logic) by ending with "Commanders
must also encourage best juicers innovation throughout their organizations and be prepared to recognize and reward the ideas of subordinates, to create the same atmosphere of decentralized adaptation
Training must be intense and realistic, and should stress and test individuals in order to prepare them for the rigors of combat. But again, to craft training where it is designed, allowed, and expected that Soldiers will die in its conduct is a leadership failure, and a disservice to those who go through the training. A death in training is 100% fratricide. In both training and combat, to gardening tips have an environment where Soldiers are aware that it is acceptable for them to lose their lives because of fratricide would be severely detrimental to morale.
You wont find many greater examples of foolishness than this. lpnprograms
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