Friday, September 9, 2011 - 10:46 AM

This guy is coming at the U.S. military from such a different perspective that I am going to ask those who comment to read the twice piece before hitting send on their responses.
And you thought I was tough on U.S. military education!
By Jörg Muth
Best Defense department of Auftragstaktik
affairs
Auftragstaktik. The word sounds cool even when mangled by an American tongue. What it means, however, has always been elusive to Americans. The problematic translation of that core German military word into "mission type orders" completely distorts its meaning. Auftragstaktik does not denote a certain style of giving orders or a certain way of phrasing them; it is a whole command philosophy.
The idea originates with Frederick the Great, who complained after more than one battle that his highly experienced regimental commanders would not dare take action on their own but too often ask back for orders and thus waste precious time.
Nearly one hundred years later the military genius Helmuth Karl Bernhard Graf von Moltke was the first to formulate the concept of Auftragstaktik. Moltke was a diligent student of Frederick's campaigns, of military history in general and philosophy. At a time when he was not yet famous and, not yet the victor of three wars, he observed the annual General Staff war games in 1858. The paperwork and the detailed orders appalled him because he knew that in war there was no time for such nonsense. During the war game critique he decreed that "as a rule an order should contain only what the subordinate for the achievement of his goals cannot determine on his own." Everything else was to be left to the commander on the spot.
In the following decades, when he rose to the highest rank of the Prussian and then the German Army, Moltke and his disciples promoted the concept in the military. However, the British military writer Basil H. Liddell Hart noted correctly, "that the only thing harder than getting a new idea into a military mind is to get an old one out." Thus Auftragstaktik, not yet known under a single name, was heavily embattled and discussed in German military journals who were then leading in the world. In 1888, the year Moltke retired, it finally manifested itself officially in the field manual of the Prussian Army.
Interestingly, the literally hundreds of American observers who were regularly send to the old continent during the course of the 19th century to study the constantly warring European armies completely missed out on the decade long discussion about the revolutionary command philosophy of Auftragstaktik. Instead they focused on saddle straps, belt buckles and drill manuals. This is one reason why the most democratic command concept never found a home in the greatest democracy. The U.S. officers simply missed the origins because of their own narrow-minded military education.
Auftragstaktik, a command concept in which even the most junior officers were required to make far reaching decisions, demanded a significant change in officer education. In the German Kadettenschulen (cadet schools) hazing was squelched in a short time. The educational reforms for the officer's training in the Prussian/German army, because of the new command philosophy, have so far been overlooked in historiography. An officer had to be taught self-confidence, independent thinking and responsibility and not to be denigrated. In addition the seniority system was not set in stone as at West Point. At a Kadettenschule younger cadets could with excellent performance overtake older ones. This, together with the exemplary behavior of the teaching officers, was one of the greatest safe guards against hazing. At West Point no real will ever existed to eradicate it, even though nothing is more harmful to the leadership education of a future officer.
Because the U.S. Army did not possess the command culture of the Germans and Auftragstaktik the differences of two operations should exemplify this. The instructions for the American Forces to land in North Africa had the size of a Sears Roebuck shopping catalogue.
But when the Germans attacked France Oberst (Colonel) Kurt Zeitzler, then Chief of Staff of Panzergruppe Kleist told to the assembled subordinated commanders of the fast troops and their staff officers: "Gentlemen, I demand that your divisions completely cross the German borders, completely cross the Belgian borders and completely cross the River Meuse. I don't care how you do it, that's completely up to you."
Generalleutnant (Lieutenant-General) Heinz Guderian, commander of XIX Panzerkorps, which was subordinated to Panzergruppe Kleist, gave an even more famous order to his units in the spirit of Auftragstaktik when he told them they all had a "ticket to the last station," which were the respective towns on the French coast. How his troops got there was entirely up to them. As a result the German fast troops made unrivaled progress.
Even after studying the Prussian and German armies for decades, American officers showed a "difficulty interpreting" the concept of Auftragstaktik and most would not come closer to it when they attended the next higher military education institute.
Only a very few American commanders -- George C. Marshall, George S. Patton, Matthew B. Ridgway and Terry de la Mesa Allen -- understood the concept, even though it has never been taught to them in American military schools. In these schools doctrine reigned and not free independent thinking. Doctrine, however, is either based on past wars or on theory and thus can be no guideline for an officer in a present-day conflict.
In World War II the result was a sluggish and almost timid operational and tactical command of most U.S. units with the exception of Patton's Third Army. The dean of U.S. military history, Russell Weigley, noted correctly that when an American commander showed ferociousness or wanted to put "unrelenting pressure" on the enemy he usually had to do so "despite every discouragement from his superiors."
The Germans didn't know such hampering on the tactical level and U.S. intelligence officers noted that 22-year old German lieutenants would command battalions with great success when their superiors had fallen in battle. It is one of the core concepts of Auftragstaktik that the commanding officer is on the frontlines and fights and dies with his men. German generals wounded in battle many times, sporting a close quarter combat badge or a tank destroyer badge, were no rarity in World War II. More than 220 German Generals died in combat in World War II, in contrast to only 10 percent of that number on the American side -- and of these, less than a handful died fighting.
Auftragstaktik is such a core part of the German command culture that until recently no German has ever written a book about it. An American has never done it because it was never understood.
If you have read thus far and still don't know what Auftragstaktik means, here is an example:
In a hypothetical case an American company commander would get the order to attack and secure a certain village. He would be told to use first platoon to flank the village and third platoon to attempt a frontal assault. Four tanks would be attached to his company to support the frontal assault which would be the main effort. After several hours the company succeeded and the commander radioed back for further orders, the company commander all the while observing the actions from behind.
A German company commander would get the order to secure the village by 1600 hours period. Before the attack he would ensure that even a private knew what was expected of him during the attack. If his platoon commander and sergeant would fall, the enlisted man had to take over. The German company commander might put the allocated tanks on the heights adjacent to the village to provide covering fire or might drive them around the settlement to block the escape of the village defenders. He might take the village by frontal assault, infiltration or pincer attack -- whatever he saw fit the situation best and he would lead the attack that he had devised. After he secured the village he would pursue the remnants of the defenders and push forward with those of his elements who would not be immediately needed because he knew the overall idea of his superior was to attack and within the idea of Auftragstaktik all his actions were covered by the simple order to take the village at 1600 hours. Because of his training a German officer simply did not require detailed instruction.
So why the heck did the Germans lose the war if they had such a revolutionary command culture? As the name denotes, Auftragstaktik is a tactical and at most an operational concept, it has no advantage on the strategic level.
The other main reason for the defeat of the Wehrmacht is the sheer boundless arrogance of its officer corps. Being for so long the most famous and prominent group in a nation and admired by their countrymen and international observers alike left its pathological marks. The result became "a persistent tendency of most German Generals to underestimate the size and the quality of the opposing forces."
In the time of greatest crisis the German officer corps became its worst enemy. Traditionally, the most battle experienced officers would gain the highest ranks in the Prussian/German armies, but that had changed with the new officer selection system introduced after the Versailles Treaty. No staff officer who had never even held regimental command, and in the worst case only commanded a desk, would reach the highest ranks. That led to ridiculous situations.
During one of the many desperate situations of the Wehrmacht in August 1942 the Chief of Staff of the Army Generaloberst Franz Halder asked Adolf Hitler to allow units of Army Group North to pull back. The dictator replied that he deemed it not feasible and that "we must hold out in the best interest of the troops." Halder remarked angrily in return that "out there brave rifleman and lieutenants are falling in the thousands as senseless victims" because of Hitler's inflexibility. That, however, caused the dictator to boil over and he screamed at his chief of staff: "What do you want, Herr Halder, you who only, and in the First World War too, sat on the same revolving stool, telling me about the troops, you, who have never once worn the black wound badge?!"
And it was Halder, and not the Dictator Hitler, who basically nullified Auftragstaktik on the Eastern Front because he was no longer able to deal with the independence of the commanders of the fast troops. Hitler just took over the same system after he fired Halder.
All those immense flaws of the Wehrmacht senior officers counterbalanced the excellence in command, tactics and leadership German officers displayed in World War II. The latter explains why the German army was such an outstanding fighting force on the tactical level but still unable to win the war.
Though the mediocre professional military education of the U.S. Army has taken leaps and bounds since those dark times, never has it been attempted to introduce the most effective command philosophy ever invented into the U.S. Army.
An American brigade commander with more than two decades of experience still has to ask his division commander for permission to operate, who in turn asks the corps commander, who in turn asks the theatre commander. The latter two are usually - as it is unfortunate custom in the U.S. Army -- far removed from the battlefield. And decisions are made in an air-conditioned command bunker in Doha about a combat situation in Fallujah -- sometimes the results are merely comical, but sometimes they are fatal.
If the most important verb and the most important noun should be found for the U.S. Army and the Wehrmacht according to the vast amount of manuals, regulations, letters, diaries and autobiographies I have read they would be 'to manage' and 'doctrine' for the U.S. Army and führen (to lead) and Angriff (attack) for the Wehrmacht. Such a comparison alone points out a fundamentally different approach to warfare and leadership.
Because especially in the War on Terror there have been more and more swift actions by small units, a rigid inflexible command system has been hampering the progress of US forces all over the globe. It is time the U.S. Army assesses again its command culture.
Jörg Muth is the author of Command Culture: Officer Education in the U.S. Army and the German Armed Forces, 1901-1940, and the Consequences for World War II. (University of North Texas Press, 2011.)
Tom:
I'm seriously contemplating writing a book on this topic. Two things I see.
1.) Information technology allows commanders to micromanage to a degree previously unprecedented.
2.) One of the most fearful aspects of combat is the loss of control...and micromanaging is another way of gaining control, albeit over small things.
3.) Micromanagement is quite calming because you don't have to leave your intellectual comfort zone. It's easy for a general to think like a company, battalion, or brigade commander. Thinking strategically is just damned tricky...
STARBUCK,
I have seen leaders at all levels fall into the trap of micromanaging due to the availability of information through technology. It is easy to do, especially when you are self assured and aggressive. It is also hard for a commander at any level to give up control to subordinate commanders when they do not know those commanders very well. Something all too common (I believe) in today’s Joint Battle Field.
Everything from ariel imagery from drones to Blue Force Tracker.
Recent (fictional) book by John G. Hemry captures this well
Starbuck,
Very strange timing this post - on my flight to Germany this past week I picked up some light airport reading which perfectly encapsulated the topic of technology influences on US military micromanagement patterns. Spooky overlap of worlds.
So, if you're considering writing on the topic of IT-enabled micromanagement, I encourage you to read a dystopian military science fiction book by John G. Hemry called "Stark's War" that is largely based around a future US force that had been effectively hobbled by the ability of senior officers to interfere with troop operations down to the small unit level.
There's hyperbole in the book that will probably make you roll your eyes, but the ideas surrounding the potential impact of real-time ISR coupled with continuous communication to enable high-level interference with small unit operations seemed spot on. There are several battle sequences with flag-level direction being given down to the squad level. Scary and fascinating.
Heck, if you're down in Stuttgart for whatever reason these next two weeks I'll give you the book.
The habit of senior officers to fly over the battlefield in their command helos while the troops struggled on down below was a harbinger of things to come decades later. Some small unit commanders on the ground had a habit of developing "radio problems" when the battalion commander overhead tried to interfere with questions, orders, etc.
De l'audace, encore de l'audace, toujours de l'audace!
Auftragstaktik is a term not unknown to me and I am surprised to see it mentioned here! But just to be clear to any minor, or major future historian, it is von Moltke the Elder, not his esteemed nephew who was in command later in WW I, that the author is referring to.
There is much to be discussed, but very quickly, if Auftragstaktik is to work, there needs to be mutual trust and confidence from top down by a superior that once the mission and his intent is known, he respects that his subordinates will unwavering commit to accomplishing that mission, and that he further appreciates that they in the end, will actually know what's happening out front, and that he only intervene when a his intent changes, or further support is requested.
However, it goes much further than that, because there needs to be an overall understanding that if results are less than favorable or a reasonable mistake is made, at least a subordinate showing imitative in mission accomplishment will always be looked upon favorably and lessons will have been learned. . .just don't screw up the same thing twice or we’ll begin to wonder about competency. : o
What TYRTAIOS said.
Additionally, some may be interested in an old publication that was recently translated into English: "On the German Art of War: Truppenfuhrung," which in the spirit of Auftragstaktik, emphasized that "everyone from the highest commander down to the youngest soldier, must be constantly aware that inaction and neglect incriminate him more severely than any error in the choice of means."
I handled this concept in my1992 book Six Days In June: How Israel Won the 1967 Arab-Israeli War. The book is a study of the pre-1967 development of IDF doctrine and uses the war as a case study.
The Israeli concept that parallels (and probably emanates from) Auftragstaktik is Adherence to Mission, which gives subordinate commanders control that American subordinates cannot even imagine.
Of course, all this was relevant before the IDF turned itself into a constabulary, which is something the U.S. ground services understand too well--and at our collective peril.
I've been waiting and waiting to discuss this topic, but, alas, I'll be gone for the next week. I can only check in today.
People rise to the level of responsiblity that you give them, for the most part. If you habitually give them tasks like, "I want a supertracker by Monday. Figure it out," they have no choice but to learn how to figure out how to accomplish tasks with little or no direction. Or, in the words of one of my Cpls, "The reason I know so much about supply is because my NCOs would tell me to do things, and when I asked them how, they would just tell me to look in the pub."
You've described fire and forget in the worst poissible way. The command technique under discussion requires absolute trust =between= commander and subordinate, a trust built on extremely rigorous selection and ongoing rigorous training of any commander, from fire team leader to service chief. Also, it rests on the commander's requirement of himself that he gets to know the subordinate commanders down through several levels, and that they get to know him.
I don't know much about the IDF as it is today, but in the late 1960s and early 1970s, many West Point cadets would not have passed the battery of tests required to make the corporal training course.
about forgetting? When tasking, you start with tasks within their ability level to build confidence, and gradually increase the difficulty and complexity of the tasks assigned in accordance with their performance. With the ones who are slow or incompetent, you have to take more time explicitly training, mentoring and supervising them. With the ones who are fast learners, they end up single-handedly running an S-4 shop or Fiscal section as LCpls. That being said, even for competent individuals, failure is often the best teacher, so if it's not something absolutely critical, it's better to let them do it on their own and learn through failure than to micromanage, because resourcefulness and the ability to deal with new and challenging situations are skills that broadly apply to all things.
That being said, I'm a Marine, so we implement small unit leadership differently from the Army, and unofficially/semiofficially are of the opinion that a Marine Cpl is the technical and tactical equal of an Army 2LT, and the 2LT's superior with regards to leadership. Which is partly braggadocio, and partly indicative of our increased emphasis on small unit leadership at the very lowest levels.
I am sure "Hunter" will want to comment...
Lester,
Do you really feel the need to continuously browbeat the Army? Marine CPLs are better than Army 2LTs. Sure. That sounds like the guy I knew in high school who said that the average Marine was the equivalent of a Special Forces soldier minus the language training.
It really gets old and frankly diminishes some of your comments which have been quite insightful in some cases. I am a Soldier. I like the Marine Corps and have some very good friends and relatives who are Marines (three distant cousins are all Marine senior officers, including a GO---they all quipped I was the only smart one in the tribe). The Marines have shortcomings. I find it bizarre, bordering on the psychologically unhinged that so many Marines (you ain't the only one) cannot make any comment without somehow reminding everyone that they are "better" than the Army. I seem to remember a lot of Marines being very thankful that certain heavy Army battalions were around in Opn AL-FAJR. Is your institution so insecure that you have to define yourself by us? Really? When was the last time you were in the Army and actually have a true basis to compare? I guess in a weird way, we can definitely count on the Marines to back up the Army in future budget issues if for no other reason than you wouldn't want us to go away...how else would you define yourself.
Please spare me the institutional paranoia a la LtCol Brute Krulak's timeframe. That ship has long since sailed. You ain't going anywhere and no one wants you to go anywhere. In fact, we'd be happy to unload some of the hundreds of functions/capabilities/schools,etc. we provide for you on to you. Give you guys a chance to run a really big organization.
I'll tell you a secret about the Army. We spend about .0001% of the time thinking about you guys that you guys think about us. Really, to turn a phrase, we are just not that into you.
...that Lester's a Brit and is referring to a similar age-old rivalry across the pond where marines call the army, "Pongoes".
Wherever the army goes, the pong goes too.
Could be wrong though.
Herein are the reasons that I snipe at the Army:
1) It's fun.
2) The majority of discussions in which Army v. USMC arises involve leadership, and inasmuch as I'm a Marine who hasn't worked closely with the Army, the only frame of reference that I have is Marine leadership, which seems to be very different from Army leadership in weird ways.
3) Soldiers and Marines both start out as civilians that are essentially the same sort of people, and end up being very different creatures, regardless of how you evaluate the two organizations' performance (and it would be a stretch to say that one organization significantly outperforms the other, because their missions are different enough to elude close comparison, their organization is different, and their capabilities are different. They're just similar enough that comparisons are very tempting). That being said, due to institutional bias I think that the Marine Corps is a better institution and will always phrase commentary to reflect that opinion: objectively, however, the question is really why the organizations are as different as they are and should they be that different.
4) I honestly do not understand why the Army does some of the things that it does, and in leadership discussions here, it kind of seems like leadership that in the Marine Corps is viewed as the product of an aberrent, bottom 10% of leaders is much more common and institutionally accepted in the Army. A lot of the sniping is reflexive institutional disgust about poor leadership that happens to be Army poor leadership, simply because this blog mostly talks about the Army. I would probably use harsher criticism if it was Marine poor leadership, if only to make it clear that the Marine Corps does not condone that sort of behavior.
5) To make it clear, I was not seriously saying that a USMC Cpl is the equivalent of an Army 2LT. NCOs and officers are apples and oranges, and have different skill sets and responsibilities. That sentiment is not an uncommon one among (especially enlisted) Marines, however.
If I were to honestly lay out the relative pros and cons of both branches, I would say that the Army is inflexible, tends to micromanage, doesn't adequately inculcate a warfighting mentality in its combat service support units, overrelies on armor, underrelies on small unit leadership at the NCO level, underrelies on infantry, and has too many nice things (which doesn't force soldiers to improvise on a regular basis to accomplish assigned missions). The Army's strengths are in large scale logistics/combat service support, special forces capabilities, use of technology, and armor and heavy firepower capabilities.
The Marine Corps' weaknesses are a reflexive dismissal of technology without properly considering whether it will be a force multiplier, overemphasis on infantry at the expense of armor, it's failure to acquire training-enhancing technology that the Army has had for years, it's institutional lack of understanding of combat service support (especially logistics/supply chain issues, and particularly the role that technological improvements would play in greatly reducing the number of personnel required to provide the same quality of logistical support), it's tendency to undertrain personnel on technology that does exist, and its tendency to be thrifty for thrift's sake. It's strengths are its flexibility, small unit leadership (particularly NCOs), its ability to rapidly deploy, its ability for combat service support personnel to effectively operate as warfighters, general bloodthirst, aggressiveness, sense of internal accountability, and its tendency to look at doctrine as guidance for a perfect world that will most likely be largely ignored due to the particular circumstances of a situation.
Having thought a fair amount about it, I would also say that the Marine Corps tendency to loudly proclaim our vast superiority, while typically inaccurate and exaggerating our own prowess, is a necessary part of inculcating aggressiveness, bloodthirst, a general warfighter mentality, etc., as well as an attempt, through sheer force of will, to create a high quality infantry force despite the lack of adequate funding to allow for the highest quality training and facilities. Also, some of it is probably just the result of general ridiculousness.
...it seems.
But if you were right all the time, where would the fun be in life?
Serving Officer, your follow on comment is quite astute, and your rebuke of Lester Galula effective but likely unnecessary...only because by his own admission he doesn't listen.
As to the original post by Muth. I found it quite good, if a touch too glowing. Muth's points are well taken though and I plan to print it out because I liked it, and I added his book to my groaning Amazon wish list.
In the end though Auftragstaktik is probably my second favorite German word that is difficult to direct translate but has important meaning for us 'Merican soldier types (I include Marines in that description, sigh) - my favorite....Fingerspitzengefuhl. I won't ruin the joy of you (collective readers) looking it up. You pretty much need the F to achieve the A. As noted making mistakes, and having the chain of command endorse those mistakes, is the best way to learn both of them.
When I first mentioned Fingerspitzengefuhl to my SQDN officers they looked at me like I had an appendage growing out of my head. Later, once they grasped the idea...hint: it's a good skill for Cav Scouts to have...one of my enterprising CDRs 'borrowed' some dinner knives from the mess hall and duct taped them to a glove so I would have my very own Freddy Krueger weapon. Gosh, I love those guys.
You know another great German word Brezel. Man, I could go for one of those right now.
Whoa Nellie, hold your horses "serving officer!"
I was a L/Cpl Grunt 0311 in the Marines from 10/69 to 10/71. And I was a commissioned officer in the U.S. Army from 3/78 to 9/82, so I do have a basis of comparison between the two branches. And I can tell you from firsthand experience that the average Army company grade officer wouldn't make a pimple on the average Marine L/Cpl's ass, period! The Army Officer Corps, field grade and above, is mostly comprised of f**kups who couldn't function outside of a structured environment where their every move is plotted for them by some faceless, nameless dweeb at the next higher headquarters. Out of curiosity, where do you fall in the Army's peeking order? Are you a L.I.F.E.R. a "careerist, or a "Professional Soldier?"
I'm an Army officer who served as an exchange officer for a year to a mid-career USMC school before 9-11. I feel like I have a decent understanding of officer quality and service capabilities. My general feeling is that when like units are compared, there is little difference. Infantry, tank, and artillery units perform at comparable levels. In peacetime, Army leaders (especially NCOs) often tend to be a little older, which sometimes helps.
One of the respondents is correct. Army folks really spend almost no time talking or thinking about the Marines. We don't really see the Marines as competition for funding or missions--perhaps more the Air Force (because of the high cost of platforms overall). Army officers, for better or worse, before the current wars were pretty focused on the threat platform offered by our combat training centers (in the absence of war, the "enemy", which seems a more appropriate focus). We like the uniforms, think MEUs are pretty cool, and like Marines' tactical focus and hard-boiled senior leaders (a lot more characters). I personally liked the emphasis on all levels on physical fitness and weapons proficiency, and the widespread dedication to the reputation of the organization, which (sadly) some Army guys don't seem to care about.
We visited California once to see the USMC training center at 29 Palms, where a senior Marine officer told us that the NTC was a huge waste of time ("laser tag"). At the time, Army units went to the NTC and maneuvered against a thinking, responsive enemy force ("OPFOR") while Marine units were maneuvering (literally) against piles of tires and empty tanks. To a certain extent--different skills being taught (tactical maneuver vs. fires coordination), but what I found most interesting was the defensiveness of Marine officers to any training event that they themselves weren't 100% in control of the evaluation--almost as if it would be impossible to defend the impeccable reputation of the Corps if Marine LTs and Capts were told they did something wrong.
The often preposterous attitude of Marine officers toward the Army was easily punctured with good humor and a cursory reading of Marine history. The fact that Harry S Truman was still cited as a reason to be worried about the existence of the Corps I found absurd. There are plenty of embarrassing episodes in Marine history that are conveniently forgotten (the marine guard in Moscow, the abandonment of Marines in the Raider battalions in the Pacific, anything to do with Peleilu) which when cited often provoked hilarious reactions.
Perceptions aside, my assessment in combat is that Marine junior officers are far more controlled than they perceive, and Army officers far more independent than they believe. But since the Army is big it is easier to have a culture about "them" than in the Marine Corps. And besides, in combat "delegated" and "unsupervised" can often look very much the same.
Most importantly, many of my Marine classmates excelled as commanders and staff officers in Iraq and Afghanistan. So did my Army classmates. But the constant and tiresome references to superiority of the Marine Corps to the Army, continues to strike me as a jarring and unfortunate sign of lack of confidence in an organization with a long and proud history.
You earthling grunts and cannon cocker types are all alike. Moaning and growning about muddy things. Aviators have no such troubles.
Please accept my apologies, though a Royal Marine is not a bad animal to be mistaken for.
Very balanced comment HUNTER. . .
We are all in this fray together, the Marines and Army. When at some not so distant future when it is time to come home, there will be a reckoning just as there was in my day after Viet-Nam, and many enlisted and company grade commissioned alike, are going to have to find employment elsewhere outside these two respective gun clubs. . .the Marines are already planning for such, and the Army can’t be far behind.
Many NCOs and officers alike will have much experience and it will behoove both services to earmark those that showed a level of leadership complimenting tactical and technical proficiency and put them in both school training and operating force positions (the Germans did such with outstanding NCOs as instructors at battle school).
Surely most can agree the day of wars that decide the destiny of a nation are gone, despite what the defense industry lobby might have our politicians think, but certainly small unit actions will be the norm that place a premium on what the late LtGen Vic Krulak’s son, a former CMC described as the strategic corporal. . .and. . .by the way. . .I myself posit should also include the strategic Lieutenant/Captain.
Incidentally, have you read Maurice’s Strategikon? It is also a relevant tactical manual, regardless of the change in warfare, that I respectfully would recommend you add to your future reading list. . .A teaser passage: "Wild animals are taken by scouting, by nets, by lying in wait, by stalking, by circling around, and by other such stratagems rather than by sheer force. In waging war, one should do likewise, whether the enemy be many or few. To try and simply overpower the enemy in the open, hand to hand and face to face, is a risky enterprise that can result in serious harm, even if the enemy is defeated."
Toujours Fidele
So your last year of military experience was shortly after Reagan took office? And you don't seem to think that anything has changed in the nearly 3 decades since? And somehow you think the Army guys are the ones who are stupid, or ill-informed? Hmmm.
I have not read Strategikon, I'll add it again to my growing list. But your quote made me think of a different book. McDougall's "Born to Run" is about running as a sport,but it also highlights that humans are natural persistent hunters with physical advantages (among them sweat glands and no fur) which allowed our ancient ancestors the ability to eventually, through endurance, run down big game.
I wonder if that analogy could be used at a strategic level. You have to read the book, or that part of it to get the full appreciation. But there is no grand faceoff, the humans just grind and grind until the gazelle falls over from heat exhaustion. We could take a lesson from that.
By the way Born to Run is one of the most entertaining books I have read in a long time. It kept me intrigued and taught me a lot all at the same time.
Admit it Hunter, VOLAR is a bad social engineering experiment!
Come on Hunter, you're amongst friends here, you can admit to us, your fellow Army Officer brethren, that for the most part, VOLAR, Voluntary Army, is a social engineering experiment gone awry! It's turned into a "jobs program" for rural and minority youth looking to better their lot in life, while the more affluent in our society shirk the duties of citizenship and have no stake whatsoever in our representative republic. The one percent military is defending the ninety-nine percent of America and that's flat-out wrong!
"It's turned into a "jobs program" for rural and minority youth looking to better their lot in life, while the more affluent in our society shirk the duties of citizenship and have no stake whatsoever in our representative republic." Pretty much invalidates just about everything you say since it shows that you do not know how to use Google.
TJ,
You have pegged me---lifer it is; hopefully I won't be fragged here in country while diddly boppin out in the boonies trying to get my ticket punched. If so, xin loi for me. Before I was a lifer, I was a goldbricker since I couldn't keep my 4F status. Although I did not know L.I.F.E.R was a secret acronym. I'll be sure to to let everyone know at the next meeting of the West Point Protective Association (WPPA) with my fellow ring knockers. My goal is to become a perfumed prince though.
Some temporal perspective: when you left the Marine Corps, I was barely alive; David Petraeus was in his first semester of his yearling (sophmore) year at West Point. Could it be possible that the Army (VOLAR!!!) and Marine Corps you served in are just a little bit different than what you remembered especially since you served during the worst/lowest times, by any metric, in both institutions in the modern era?
There is serious business discussed on this blog. This is actually a serious blog (unlike most of the drivel on the interwebs), occassionally read by influential people. But I guess it is OK to denigrate my service (as has been done previously by others like Rubber Ducky) and use ridiculously out of date references when I render logical, historically sound counterarguments and analysis that are meant to ensure we don't turn this into an mutual admiration society/echo chamber of amusing anecdotes and woe is me martyrdom.
The truth: the situation (I can only speak for the Army, but I am sure others will feel free to wax philosophical about My Favorite Army, data and experience free) isn't nearly as bad in some places, but it is much, much worse in others.
Having said all that, I am guessing you served/fought in Vietnam, in a particularly tough time based on your short bio provided above. Thank you for going and doing what needed to be done for a thankless people at home and a feckless political class in our country at the time. I make it a point to thank all Vietnam veterans I meet, because my generation of combatants has been the beneficiaries of the right and proper turn-around in attitude by the American people after you guys got shat upon unfairly and shamefully. I see it everytime I come home from war...the greeters are always led by Vietnam veterans and their spouses and widows.
Sincerely,
A careerist lifer with forty combat months and 1,000 plus books in his professional library---and Tiger the LURP Dog ain't one of them
Herr Muth, find a way to make your publisher put your book out on Kindle and I'll buy it. Regardless, I'll recommend others buy it. (Maybe they'll let me borrow it.)
I recently read Jorg Muth's book and enjoyed it---I strongly recommend it to all interested in the formal aspects of professional military education. At some level, Jorg is correct in his assessments. But let's not once again, as we did in the mid 80s fall all over ourselves in a slavish rose-colored appreciation for the Wehrmacht's fighting prowess.
1) They had plenty of officers who were referred to as Golden Pheasants (not just the political officers serving as Gauleiters). It was a derisive term---think Hauptmann Stranski in CROSS OF IRON. He was not a single data point. Not all of them were Michael Wittmann-types; very, very few were in fact.
2) The Germans executed over 15,000 of their own soldiers over the course of the war. They employed Penal Battalions of their own landsers, also, in inhumane ways. You don't get to judge just one aspect of their system.
3) See Pete Mansoor's book or Mike Doubler's book for a look at how the US Army in 1945 was qualitatively better than the German Army of 1941.
4) Their system couldn't sustain itself for long against a decent enemy or the onforgiving terrain and weather of Russia. GO Casualties tell me nothing except that they had generals who got themselves into mini-tactical situations, potentially losing sight of the bigger fight, were killed, and then deprived the Army of their skills. You have to generate an Army that is good enough to win with the least amount of casualties. It would be like us trying to fight with only guys who have been through a special operations selection course. Mass counts at some level. With mass comes a diluting of quality.
5) US doctrine, most especially now, is based around minimal casualties (among other things). So we work to achieve that by synchronizing (I know that term is hated) all aspects of combat power--in theory we generate more effectiveness through better efficiency of troops, equipment, and "effects." It can lead us to be slower in some cases and sometimes we tend to synchronize for its own sake also--got it, welcome to war which is guided by friction (some German guy wrote a book that discusses that concept). It sounds very romantic to say "get to the coast, I don't care how you do it" or "I'll see you in Baghdad" and be done with it---to me that sounds like an abdication of responsibility. The reality is that if units start getting cut off, run out of certain logisitics, or get into tougher than anticipated fights and get drawn into well-crafted defensive ambushes (the stronger form of warfare), a lack of some control (key word is some) will lead to a disaster, potentially with operational or strategic consequences. We forget that the French and British fought well in more than a few places, the Germans lost over 35,000 KIA in the short six weeks it took them to get to the French coast AND they did not seal the deal as they let the BEF escape from Dunkirk.
6) Rommel talks of the difference between a risk and a gamble. If casualty numbers were nothing too be concerned with, things that a German would consider a risk, I might consider a gamble since casualty numbers are a factor for me. We are somewhat risk averse in the US Army, institutionally. That does not automatically translate into being wrong---circumstances matter.
7) Sorry, but I don't hold Schneller Heinz in the same regard I did when all I knew of him was what he had written in PANZER LEADER. Guderian was at least twice as gifted at self-promotion as he was at tactical command. Oh yeah, Rommel was notorious for assuming temporary command of subordinate formations at key points---how is that embodying trust?.
8) I have seen way too many officers and NCOs who are really uncomfortable without close supervision. We all talk about getting higher off our backs, but frankly, a lot of guys like being near the flag pole.
Right. "See you at the Yalu River" didn't work out so well for us in '50-'51.
I had an opportunity to read a Marine Corps ops manual some years ago, and I remember being impressed by the frequency with which the word "audacity" appeared (French is not in my skill set, but I'm guessing Tyrtaios' comment above reflects that as well).
Nonetheless, it was a different sort of "audacity" that saved the Marines around the Chosin Reservoir--the sort that is willing to buck the pressure from above.
Must take the bad with the good
It is interesting the author explicitly ties the concept to superior tactical thinking, but poor operational and strategic thinking, yet still believes it is a superior “culture” we should embrace. Somehow we can overcome the dilemma by enabling military officers to flick a switch on their cultural underpinnings to “turn off” “Auftragstaktik” when they reach a certain level of command. If it is truly a culture, then selecting it means accepting (embracing) all of its implications.
I’m not for micro-management or inhibiting initiative. Factors of friction, bureaucracy, and human nature already do that enough. We should always be self-critical of our own culture. However, as we study history, the greatest gain to looking at any military is to see how the culture worked at all levels and how it either contributed to, or detracted from, strategic success—which is all that matters in the end.
Phil, I believe you are hitting at this apocryphal quote often attributed to Sun Tzu-"Strategy without tactics is the slowest route to victory. Tactics without strategy is the noise before defeat." The German war record in the 20th Century serves as exhibit #1 of this maxim.
Just a quick sea story to illustrate an aspect of this excellent article that commentators are missing. In the mid-1980's the Marine Corps Infantry Officer course was commanded by a major who stressed independent action and learning. Mistakes were expected and there were no penalites as long as everyone learned from them and they were discussed in what he called, "Chinese Communist self-criticism sessions." These were held in such a way that no one was afraid to be frank. He produced a group of infantry officers that were almost too salty and confident, but had no compunctions about picking up the ball and running with it.
This major was succeeded by another who was notorious in the tactics department of The Basic School for browbeating and humiliating lieutenants after tactical evolutions. He kept this up in the Infantry Officer Course, and even instituted incentive PT (that is, dropping for pushups) after mistakes in the field.
I was a company XO when the first group of infantry officers he produced showed up in the fleet. After months of getting their heads bitten off for every little thing they would not do ANYTHING without asking for permission first. I remember my company commander saying, "What's wrong with these guys?" They were so scarred by the experience of their training that it took a lot of work on everyone's part to help them regain their confidence.
We always used to say that one man single-handedly broke two entire year groups of infantry officers.
The difference was also noticeable in TBS training companies who had dickish staffs. Their confidence, flexibility of thought, and concept of leadership was typically inferior to lieutenants trained by more flexible, more forgiving staffs. They also had significantly higher numbers of liberty incidents and NDs.
The thrust and philosophy of a leadership course is the product of one Major's thinking? Surely he had someone over him who could observe his actions and approve or disapprove. Maybe more than one man was responsible for this damage? Or, was he told to just race for that coastal town?
In combat, once a force is committed, the chain of command should be focused on what subordinate unit commanders need - not in micromanaging what they do. The detailed knowledge of where units are and what they are doing should be used to deconflict, provide fire-support assets, and resupply. I fear that this is a pipe dream. Senior commanders delude themselves into thinking that they fully appreciate the situation. Yet, they are not carrying ammo up an incline or running out of water. They are not sweating and filthy. They are not scared shitless.
Our fascination with technology and hardware dooms us to desire micromanagement or control. Just watch, however, when blame gets apportioned - it won't be the guys watching the LCD screens who get dinged.
In addition to all of these excellent points about how the Germans prepared for war, what about the legal fundations? American military personnel do all of those oaths to the Constition, commit the chain-of-command to memory, and go an and on about lawful orders.
German oaths were sowrn to the nation or the volk, and later to Hitler? Did the lack of German specificity extend into tactical decisions about executing prisoners, mistreatment of civilians, and sundry other activities that would be viewed as war crimes by a JAG lawyer?
I like the idea of win at all costs, but people ought to make sure they're cool with the other things that go along with securing the village by 1600 and leaving everything else up to the tactical commander. I suspect that there'd be more Abu Ghraib and Allen West stories if the US Army was into auftragstaktik or schadenfreude or whatever it's called.
I am an Army officer. I haven't seen combat yet (maybe it's different over there) but the author's example of attacking and securing a village does not fit with my experience so far. I've never seen a battalion-to-company operations order that specified what each platoon in the company should do. The battalion staff neither knows nor cares how our company functions internally.
As cadets we are taught to do things almost exactly like the Germans, apparently. We learn to give tasks to subordinate units in the form of good mission statements. A good mission statement says "do ___ in the vicinity of ___ no later than ___ in order to ___." Who, what, where, when, why. You don't include "how" in the order. Even as a platoon leader, this is how I generally try to give day-to-day orders to my platoon sergeant and squad leaders. Afterwards I might add suggestions, but I try to make it very clear that they have the authority to get it done however they want.
If I tell someone exactly how to do something, and they don't achieve the desired outcome with my method, how can I (in good conscience) hold them accountable for that? I think two of the most important functions of a commander are (1) giving the right responsibilities and authority to the right people, and (2) holding those people accountable for their results, both good and bad.
Tim
I find the author's example about a company's orders, including designating platoon movement...interesting. I once had a similar conversation one step lower. The Company told me what my platoon needed to do and who to send. I told the Ops Sgt that he could tell me what needed to get done, but unless there were special reasons I decided who…
I remember several times in pre-briefs of my NCO's thinking and maybe even saying, "Not the way I would do it but it looks like it will work so 'GO'."
Or thinking something similair in AAR's, "Not my way, but it worked so, 'Good Job'."
Even in the civilain world, train your people to replace you
A great article.
At its heart the Marine Corps has tried to instill this train of thought, Auftragstaktik, at the very lowest levels and use it as a basis for the doctrine of “Maneuver Warfare”. It has been and is still being argued at length in and out of the Marine Corps if the Marines have achieved success in this endeavor.
It would take me more time then I am ready to commit to research the leaders and educators in the Marine Corps that brought the concept of maneuver warfare into main stream doctrine, but for those who have a little time and the interest to make some comparisons the place to start (a relatively quick read) is MCDP 1 Warfighting at http://www.dtic.mil/doctrine/jel/service_pubs/mcdp1.pdf .
Having spent considerable time in and around different militaries and the US Service Branches, I do find significant military cultural differences. I like to think the US Marine Corps, more than any other organization I have observed in depth, has integrated this train of thought into their way of thinking and acting.
PHILOSOPHY OF COMMAND
It is essential that our philosophy of command support the way
we fight. First and foremost, in order to generate the tempo of
operations we desire and to best cope with the uncertainty,
disorder, and fluidity of combat, command and control must
MCDP 1 The Conduct of War
77
be decentralized. That is, subordinate commanders must make
decisions on their own initiative, based on their understanding
of their senior’s intent, rather than passing information up the
chain of command and waiting for the decision to be passed
down. Further, a competent subordinate commander who is at
the point of decision will naturally better appreciate the true
situation than a senior commander some distance removed. Individual
initiative and responsibility are of paramount importance.
The principal means by which we implement
decentralized command and control is through the use of mission
tactics, which we will discuss in detail later.
A little shocked, this is nothing new
The talk going on here is nothing new, we have gone over this before and reading about the Germans and how they have been, for the most part, so successful is evident in how the prepared their people. From early on they instituted measures to train their enlisted and encouraged initiative and Commanders Intent long before it was chic to do so in the American Army. William Lind has a whole Cannon of books on this topic that anyone who is in the ground combat arms (infantry or SOF) should be mandated to read. The topic in this article is addressed is "Stormtroop Tactics" and the "The German Way of War", another book called "Fourth Generation Warfare" can also be applied to this topic. As a side bar for some of the posters, the American Army has been more adaptable in the past than most Armies but I would argue against that now, not a fan really having worked with them so often and to say that we were equal to the Germans in WWII is a stretch, they (the Germans) were still inflicting a 4 to 1 casualty rate against the allies towards the end of the war. America out produced them and technology wise- "Our Germans beat their Germans". I would also suggest reading "Frontsoldaten", it will help shine a light on the many things the Germans did right and that enabled them to hold out for so long against such odds in WWII and here is a spoiler alert-it mostly had to do with how they trained their NCO and Officer Corps up until the end of the war and how the truly encouraged initiative and actually bought into "Commanders Intent" instead of giving it lip service like so many American Units seem to do.
This concept is actually enshrined into European politics more generally now. The Maastricht Treaty of 1992 requires the principle of subsidiarity, which is the more formal and academic term for auftragstaktik. It's no different to what it is in the US constitution really.
Criticism is difficult to accept
Observations and evaluations like that of Muth and van Creveld are very difficult for many Americans to accept. They tend to take it as personal criticism and respond accordingly, turning it into an argument rather than an intelligent discussion (see, for example, the more rabid negative reviews of Muth's book on Amazon).
My own impression is that the ideal that Muth described certainly existed in the 100,000 man Reichswehr of the 1920s and 1930s, where every NCO was trained to the level where he could take over as a Plt Ldr or Co Cmdr if necessary. The training and ethos of this small, select group carried over into the larger Wehrmacht mobilized for the war and succeeded brilliantly....until things began to fall apart in late 1944. By that point, any ill-trained REMF or teenager was thrown into the line, and Incompetent officers and NCOs abounded. The "close relationship of trust" that Muth talks about was non-existent by then, except in some elite units like the paratroopers, the Grossdeutschland divisions, and the Waffen-SS. Because a few units still managed to operate in the style that Muth describes, the Germans were able to hold out long enough to allow a few million refugees from their eastern provinces to escape west from the oncoming Soviets.
Final rant: one thing that Muth talks about is the lack of initiative. One thing which astounded me during the early days when Baghdad was taken by the US Army was the image of looters running wild in the Baghdad Museum, repository of irreplaceable historical artificts that were part of the world's heritage. Apparently, US units were right there, sitting on their tanks. When asked why they didn't intervene to stop the looting and pillage, the OIC (LT? CPT?) answered that he "didn't have any orders." I was dumfounded....and I still am.
One LTC or COL was quoted as having said while sitting on his tank, smoking a stogie "as I watched the looters removing a couch from a store, it never occurred to me that I should be the guy to get that couch back." or words to the effect. Dumb, but that all goes back to not having a plan for Phase IV. You have the Rummys and Franks to thank for that. Hope, apparently, was their method.
We have met the enemy, and it is us.
Hunter, I am not a fan of "Rummy" but the lack of initiative in those troops during the looting and during other times is a cultural thing with the Army and one of the few things that were screwed up in OIF and OEF I do not blame on the Rumster. The Army needs a massive cultural shift or the problems we talk about on here with leadership, CSMs, basic soldiering skills, standards, etc..will never change.
Can't speak for everyone in Baghdad in April 2003
But I had orders to not interfere with the looters unless they were taking weapons - an order that I understood came from at least the division level. The command didn't want the U.S. getting into the policing business, which I can't entire blame them in this case although I feel that doing something would have been better than just watching it. I think the fundamental question for that decision was: How were mechanized forces supposed to stop looting? Should we have used lethal force to protect artifacts? Power stations? Police stations? Ministry of Agriculture facilities? We certainly didn't have non-lethal means at the time.
This is all to say that it wasn't an easy decision, but someone made it. It wasn't laziness.
Lack of initiative is not due to laziness it is almost always due to a command atmosphere that discourages it and punishes it and thus prevents it from continuing, the order that prevented troops from getting involved goes to show a lack of initiative on the OICs part and I am sure it stems from risk aversion and getting in trouble for making the wrong call. It's another example of the Army needing a major cultural shift IMO. Also, I think they should have used lethal force, looting is even covered in the UCMJ and for our members it is punishable by death, a few warning shots might have slowed the looting at least and the real troubles with the Iraqi's did not start till later on.
Looting is punishable by anything a court martial may direct OTHER than death, someday I will proof read!
You seriously contend that the commanders of the units that pushed to and took Baghdad, including the Thunder Runs, lacked initiative and were risk averse? You are painting with a broad and inaccurate brush. Bad decisions or decisions you disagree with does not mean those decision makers lacked of initiative.
Warning shots didn't work, for what it's worth.
went fine, the hard choices had to be made when all eyes were on them and from 04' on I continued to see most Cols and above fail to encourage initiative and not micro-manage, same goes for most senior Army NCO's, saw it too often for me not think it is a cultural problem in the Army. Are you really going to argue that the Army encourages independent initiative? Just as recently as May 2011 I saw what the micro-management ideal did to young, motivated troops in the 82nd, they had to be instructed to do everything and in detail. Their 82nd General refused to let them get the best equipment money can buy and for free from SOCOM because he was more concerned with uniformity and did not want other batts. to be resentful of the batt. supporting SOCOM in OEF. The Army still gets a lot of great kids but that does no one any good when the people in charge of them squelch their initiative and 'can do" attitude and fail to concentrate on combat effectiveness instead of uniformity. Sorry man, for the last 8 years I have yet to see the regular Army impress me and it is almost always due to the senior leadership. I can still recall the CSM in 04', a Chem-Bio moron from Ft. Lost in the Woods making sure that the salutes were rendered, uniforms were properly worn and making sure each unit had to donate a troop for "camp beautification", oh and his health and wellness inspections on combat units were to the point of absurdity. That same CSM and OIC also refused to let anyone go ambush the guys who were hitting us with a 60mm mortar every night because someone might get hurt or killed. I can mention an 05 who in 2010' in OIF wanted metrics on every KLE so he could have something to measure the success of the deployment by and how even in an SF unit uniformity was strictly enforced. I can mention how almost 4 years after the war started the Army finally adopted TCCC, how they gave their people great equipment but failed to train them on anything beyond their primary rifle and even that was limited, how their TTPs for CQC have yet to change, etc...etc...The Culture of the Army will not change until (I hope) the guys who are field grade Officers now get into positions of authority and shift the focus away from looking good to being good and raise standards and training. Again, lots of motivated kids, not a lot of motivated senior leaders IMO. There are a lot of good JO's in the Army but if they do not stay in then the future of the Army will remain status quo.
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