Wednesday, February 9, 2011 - 7:26 AM
By Crispin Burke
Best Defense personnel policy bureau
A recent Atlantic article by Tim Kane spotlights several top-performing officers who lament the military's "peacetime" personnel system, which promotes officers along a generic timeline. Many point to the promotion policies during the two World Wars, when innovative officers enjoyed meteoric advancement through the ranks. Anecdotes from the private sector and even the State Department suggest that many large, successful organizations promote leaders on a merit-based system, much as the US Army did during the World Wars.
Nevertheless, every personnel system -- be it military, government, or private-sector -- is fraught with pitfalls and unintended consequences. Far from establishing a Darwinian "survival of the fittest" organization, a so-called "merit-based" system might easily give rise to nepotism, sycophantism, and ultimately, organizational entropy.
Thus, the promotion policies of the World Wars must be viewed in their unique historical context. We will examine some of these policies through two case studies from the World Wars: Britain's T.E. Lawrence and America's Dwight D. Eisenhower.
T.E. Lawrence, known to the world as Lawrence of Arabia, joined the British Army in 1914 as a second lieutenant, attaining the rank of lieutenant colonel by the War's end. Prior to the War, Lawrence became an expert in the Middle East, the result of archaeological expeditions and topographical work throughout the region. Lawrence was therefore posted to the Arab Bureau in Cairo, where his meticulous map-making, his knowledge of Arabic, and his work on The Arab Bulletin were invaluable. Nevertheless, Lawrence grew bored of office routine, and, along with other officers within the Arab Bureau, pleaded with General Sir Archibald Murray to support the revolt of the Arab tribes against the Turks. When their efforts proved fruitless, Lawrence took it upon himself to organize a number of military expeditions throughout the Hejaz -- to Rabegh, Wejh, and eventually, to Aqaba.
Lawrence's expedition to Aqaba -- arguably one of the most brilliant military operations in the history of warfare -- was not blessed by his higher command. In an era when communication across vast expanses of the desert was virtually non-existent, micromanagement was unheard of. Subordinate commanders therefore operated with considerable autonomy. Lawrence merely sent a conciliatory letter to his superior in the Arab Bureau before setting off with hundreds of Arab tribesmen into the wasteland. Indeed, Lawrence had no contact with the British Army for two full months -- hardly a normal turn of affairs today.
Based on his role in the capture of Aqaba, Lawrence was recommended for the Distinguished Service Order, second only to the Victoria Cross. As the award could only be presented to a field-grade officer, Lawrence, then a lieutenant (though acting staff captain) was instantly promoted to major in order to make him eligible.
Unlike our modern army, it seems the British Army of the Great War had a decentralized promotion authority, allowed for the adoption of "acting" or "brevet" ranks, and was not subject to elaborate "board" systems.
Though Lawrence -- as unsoldierly a character as one could imagine -- would find great success in the British Army, an officer from the United States would experience an even more remarkable rise to fame.
Few realize that Dwight D. Eisenhower -- who donned five stars in late 1944 -- was merely a major some eight years previously. Though assigned the brevet rank of lieutenant colonel during the First World War, Eisenhower reverted to his "permanent" rank of captain in 1920 (though he was promoted to major two days later). Eisenhower then served in a variety of staff jobs during the lean Inter-War years, including service as an aide to General Douglas MacArthur. During his sixteen years as a major, Eisenhower studied military history extensively, discussed armored warfare with West Point classmate George S. Patton, and smuggled Gen. MacArthur's 16-year-old Filipina mistress out of Washington. (There's hope for me yet).
After Eisenhower's stint as MacArthur's aide in the Philippines, he was promoted to lieutenant colonel, and to colonel less than five years later, in March of 1941. A mere forty-five months later, in December of 1944, Eisenhower -- the Supreme Commander of Allied Forces in Europe -- would be promoted to General of the Army, the highest rank in the US military.
These men -- certainly the best for their respective jobs -- benefitted from three factors. The first two are unique to the military situation of their eras. The third is common in the rise of many successful men (and women), but often gives way to an unsavory alternative.
First, there was the obvious issue of attrition in both the British and US Army during the war. Suffice to say, Lawrence's "on-the-spot" promotion in July of 1917 likely faced fewer bureaucratic hurdles, considering that the British suffered some 350,000 casualties at the Somme alone, could afford to promote on a whim. Similarly, the US Army suffered from combat attrition during the Second World War -- nearly three-quarters of battalion and regimental commanders of the 82nd Airborne Division were killed or wounded in combat.
Combat losses among the Army's leadership were compounded by General Marshall's purging of the senior ranks, ridding the War Department of incompetent and enfeebled officers. Upon the outbreak of war, Marshall relieved three-quarters of his division and corps commanders, and 162 colonels on the grounds that they were unfit for duty. By the war's end, Marshall would axe nearly 500 colonels, replacing them with more capable officers.
Yet, it is also worth noting that the Army of Marshall's time was a supremely dysfunctional machine, reminiscent of Victorian-era nobility. According to Morris Janowitz, author of The Professional Soldier, an officer's work day during the Interwar period typically ended by noon, after which there was much time for horseback riding and other such sport. Nepotism also ran rampant throughout the War Department; junior officers found marriage to generals' daughters more promising a career move than attendance at the Command and General Staff College. Gen. Marshall actually issued an order forbidding generals from employing family members on their staffs. Fortunately, our Army does not suffer from the terrible attrition rates of the Somme, nor does it require removing three-quarters of its generals.
Secondly, the levee en masse of Napoleon's era gave rise to the "expandable army" of the 20th Century. First advocated by John C. Calhoun during the 1820s, the expandable army consists of a small cadre of professional officers and NCOs fleshed out with large numbers of new recruits during times of national emergency. In this manner, a squad leader might become a platoon sergeant, his ranks filled with dozens more privates.
Thus, the cadre of non-commissioned officers and officers would be granted "brevet" ranks to coincide with their increased responsibilities. These ranks generally expired after the war's end, though there were a few notable exceptions, such as Douglas MacArthur. Eisenhower, for instance, graduated from West Point in 1915 and held the brevet rank of lieutenant colonel by 1918, before reverting to captain upon the disillusion of the National Army in 1920.
But suffice to say, neither the "expandable army" nor brevetting are practiced today.
Last, and most important, Lawrence and Eisenhower enjoyed the patronage of well-placed generals who were good judges of character. Lawrence was fortunate enough to first meet with General Allenby shortly after his victory at Aqaba. During their first meeting, Lawrence impressed Allenby with his extensive knowledge of the region and keen strategic insight. While Archibald Murray was unimpressed with Lawrence's unsoldierly ways -- Lawrence's uniform always looked disheveled at best -- Allenby would look upon Lawrence with great affection, and the two remained good friends well after the Great War.
Allenby entrusted Lawrence and his Arabs to keep the Turks in disarray through guerrilla tactics: demolishing the railways, and peeling large numbers of troops from the front lines in vain pursuit of Lawrence's Bedouin. This he did throughout the entire war, allowing Allenby's forces to break through the Turkish lines at Beersheeba and Gaza, eventually marching in to Jerusalem by Christmas of 1917. Without the patronage of Allenby, it is doubtful that Lawrence would have been allowed to rise to prominence.
Marshall, likewise, kept close watch on several budding young officers prior to the Second World War, such as Omar Bradley, Jim Gavin (a major on the eve of Pearl Harbor), George Patton, and, of course, Dwight Eisenhower. Ike caught Marshall's attention after publishing an influential article in Infantry Journal advocating the use of armored warfare, for which he was informally admonished.
Gen. Marshall was one of the greatest man-managers in history, and an excellent judge of character. Yet, Marshall's system of patronage might be criticized as "nepotism" or "cronyism" if it weren't for the obvious skill of the men Marshall tapped.
While Marshall picked top-performers, who is to say a modern-day Marshall would do just as well? For starters, few of us are as good a judge of character as we like to think. And even someone as prescient as Marshall made some poor personnel choices, such as tapping Lloyd Fredendall to command the II Corps for the disastrous Battle of Kasserine Pass in Tunisia.
Moreover, the military has been known for cliques, factions, "good-old-boy"-ism and "inbreeding" (as it's often called in operational units). Just witness the rise of the "fighter mafia" in the Air Force, or the powers that kept then-Colonel H.R. McMaster from receiving his star (largely overturned by another influential patron, General David Petraeus). Even today, the informal spousal network, which, during the Interwar period, arranged marriages between fetching young officers and suitable young ladies, could easily rear its ugly head, as one recent case suggests. Most importantly, top innovators rarely win the acclaim of their bosses, as evidenced by Billy Mitchell and John Boyd.
Do our promotion and evaluation policies need to be reviewed? Certainly. Would our problems be alleviated by adopting a promotion system akin to the Second World War? Hardly. These policies were the result of specific social and military conditions. Given today's environment, our efforts to recreate the achievements of the Greatest Generation might easily backfire.
The author, an observer/controller at the Joint Multinational Readiness Center in Hohenfels, Germany, would like to thank his fellow observer/controllers as well as the FaST Surgeon. Upon hearing of this topic, they sighed, "Well, duh, that's because the World Wars were wars!" Also, Great Satan's Girlfriend did some much-needed, fully crunk editing.
Personnel policies generate a lot of emotion because, for military personnel, they are personal. I couldn't agree more with Crispin Burke's points above. While we can always reform, we can't simply reinvent a wheel built for a different car and road.
Any solution which decentralizes personnel decisions (like promotion and command) will generate problems of favoritism. I think we also need to remember how heavily legislated the officer promotion system is today. Services don't have much flexibility without getting changes in law to board processes, promotion rates, etc.
Events mold people or do people mold events?
Though a piddling, I would argue that T.E. Lawrence’s planning, putting forward his ideas, and executing his adventure in leading the Bedouin into the desert to capture Aquaba, was “in fact” endorsed by those that matter in the British foreign office, and military high command, as opposed to the opposite as stated.
Obviously to all, Lawrence was a maverick, and leading light ahead of his time. It is simply amazing to me, in my years of reading about him, and chatting with the likes of Lawrence authority, Jeremy Wilson (who maintains a blog if you would like to visit), the access to the shakers and movers of his day.
Perhaps additionally piddlinig, Ike was not on the Army’s lineal list as a general officer, but that of a permanent Lieutenant Colonel (or Colonel) during the early days of WW II. I think one could find where officers were being promoted temporarily during that war.
However, time has marched forward, and events unfold faster, and I think former Marine PHIL RIDDERHOF above nails it in the end.
Interesting points.
1.) What sources back up your claim that the High Command might have approved of Lawrence's mission? Seven Pillars and the most recent bio suggest that he did it of his own accord, but Lawrence has been one for exaggeration...
2.) Interesting point about Ike's "brevet" rank as a general. Do you know when the War Dept. began to approve brevet ranks again? His five-star rank was initially a brevet rank, though it was made permanent in 1946.
Ah ha, in referring to “Seven Pillars” which as you say, was seen by many in the day as containing self-exaggerations by Lawrence, it will describe a younger Lawrence’s meeting with Wingate in Khartoum, who would replace McMahon eventually in Cario, who was quite impressed with Lawrence.
This would set the tone at higher echelons, though agreed, not held by all, but again by those that mattered that would come later, as Michael Korda describes, using newer documentation, in his latest book, “Hero.”
As for brevet ranks question, I cannot say, however, it is worth noting that officers that distinguished themselves up until WW II, were often “mentioned in dispatches” and bumped-up ahead of contemporaries on the lineal list.
Incidentally, during the Second Gulf War, some Marine officers who did not meet their superiors expectations in field, complained that their peers where advanced on the promotion board over them, with the chief complaint being that those peers weren’t judged by the same demanding standards - it hardly seems fair! : )
I believe that the Hussein-McMahon (British Foreign Office) correspondence pretty much validates the fact that as early as Kitcheners appeal to Hussein in 1915 the British were exploring ways to encourage the Arabs to revolt against the Ottoman Turks, Lawrence was their tool in this effort.
I meant to say, those peers were back in CONUS and not grinding their teeth on fine sand alongside their soon to be juniors.
Haven't made it all the way through Korda's book, but it's an excellent read so far. Worth looking in to (and maybe a discussion over beer, if you're in Germany).
Lawrence' brief with the Foreign Office and the Cairo command
Lawrence' brief with the Foreign Office and the Cairo command was part of a larger competition with the imperial satraps of India, who were looking West to Persia and the Gulf. The Arab Rebellion that went to Damascus was flanked by guns and money from India, to Ibn Saud's raiders.
By supporting Lawrence's strategic flank on the European campaign in the Levant, the Sharif's hashemites were never able to recover from Saudi occupation of the Mecca and Medina 'centers of gravity', and in the post-Bell era couldn't hang on to Iraq.
It's my read that much of the common account of Lawrence's life before and after WW1 is intentional camouflage. He was hooked up and engaged, going and coming, a brilliant arabist operator for the realm.
The Hashemite throne in Baghdad was a 'made up' deal...
even if the borders and subdivisions were largely consistent with what had worked for the Turks.
The lament here is that human systems have human flaws. Your alternative?
Two other comments:
1). As an old Navy detailer, I found Kane's piece whiny and ill-informed. He seems to think that the plural of anecdote is data. I defy anyone to differentiate his lament from special pleading. The system has many flaws, but not trying hard isn't one of them. The greater sin in the system is that those most successful in it are brought in to run it. Thus a self-licking ice cream cone that perpetuates the same selection criteria that got the personnel weenies in their jobs; the system is self-referrent.
2). Burke said this: "Secondly, the levee en masse of Napoleon's era gave rise to the "expandable army" of the 20th Century. First advocated by John C. Calhoun during the 1820s, the expandable army consists of a small cadre of professional officers and NCOs fleshed out with large numbers of new recruits during times of national emergency. In this manner, a squad leader might become a platoon sergeant, his ranks filled with dozens more privates." The AVF is a modern invention and demonstrably unsuccessful. The earlier system worked. We don't need a standing army sized without augmentation for any contingency. Bring Back The Draft.
TYRTAIOS, rightly brings forth the point that British authorities particularly in Cairo endorsed Lawrence’s venture into Hejaz all the while maintaining a posture of plausible deniability. Murray while not the astute military dynamo of Allenby was not a complete ‘Blimp’ figure either and did provide some limited support to Lawrence’s campaign. I have found little in ‘Seven Pillars of Wisdom – A Triumph’ that contradicts TYRTAIOS view.
Patton and Eisenhower were not classmates at West Point. Patton was class of 1909 and Ike the class of 1915.
Let me look a bit deeper into the Marshall-Eisenhower side of this discussion. The system which allowed Ike, Bradley, Patton, Gavin, et. al. to cultivate and expand their military horizons was one where promotions were governed strictly by seniority. This system, where a professional disagreement with one's boss had only limited impact upon one's prospects for promotion, allowed the generation that became the leaders in WWII the time and freedom to read, discuss and write on topics as diverse as Genghis Khan and armored vehicle design without worrying too much about offending their boss' sensibilities. Contrast that with today's system where efficiency reports are the be-all and end-all of an officer's career, where a professional discussion with a superior could send the junior officer to the career scrap-heap.
Thanks to a seniority-based promotion system, Marshall had a fairly large pool of qualified field grade officers from which he could select men who had the youth and potential to lead a winning army.
The problem, of course, is that there was no system involved. No one ever tried to justify the existence of the seniority-based system by claiming that it produced more professionally competent junior officers. It just happened to work out that way. Likewise, had someone less well connected and perceptive than Marshall been selected to succeed Malin Craig, we might have wound up with a different situation altogether. Perhaps the "lesson" from the foregoing (and perhaps the Lawrence situation) is that we need to be much less trusting of any system and place more trust in people.
Not certain I agree with the assessment that disagreements or personality conflicts with one's boss didn't hurt one's career. Or that the culture of the Interwar period allowed for reading and free thinking. After all, Ike was admonished by the Chief of Infantry for his article on armored warfare, and Billy Mitchell was court-martialed for his advocacy of air power.
Perhaps we don't want to vest all that trust in one person. After all, Marshall did champion Lloyd Fredendall for command to Eisenhower, who responded back to Marshall, “I bless the day you urged Fredendall upon me and cheerfully acknowledge that my earlier doubts of him were completely unfounded. . . .oops!
Stuff happens, particularly in war. U. S. Navy CNO Adm. Ernest King a demon of a taskmaster nominated Adm. Robert L. Ghormley to take command of the South Pacific Theater prior to the counter-offensive (Operation Watchtower) at Tulagi/Guadalcanal. Adm. Chester Nimitz who would prove to be no less a judge of talent than Marshall agreed with the appointment. Ghormley, with a fine record proved to be pretty much a complete failure at the job. The call went out for Adm. William ‘Bull’ Halsey to take over and straighten things out which he did with a resounding success.
I heard a sea story that Adm. King was quite the ladies man, and was known to take advantage of a wife or two, whose husband was out of sight. Additionally, some wives were known to wear low cut tops on dresses to parties where they knew King would be in attendance, and it is said a few were not unabashed at seeking favor with the Admiral, to advance their husbands careers.
Of course that is anecdotal, but when I heard it, it didn't start out "once upon a time" as fairy tales do, but rather, "this ain't no shit" as sea stories based on some fact will! : o
"Commander in Chief: FDR and His Lieutenants"
What exactly is your example of a junior officer's career being sent to the "scrap-heap" over a profressional discussion? In the Army, O-1 and O-2 OERs don't even stay in your permenant file, O-3's are no longer "blocked" (assigned an objective ranking), and promotion to O-4 is still ninety-something percent. I think there is a lot of room for professional disagreement with senior officers and exploring new ideas without torpedoing your career. Such an officer might not get all the cherry assignments, but could easily finish up a successful twenty year career. Probably a little different for field grades gunning for general. But you said "junior officer." I think professional disagreements were far more likely to get a young officer cashiered in the pre-WWII "Old Army" than today. Marshal was a unique leader and tolerated a fair bit more of "independant thinking" than most of his peers. Even then, with the possible exception of Patton, Marshal's protege's weren't exactly rocking the boat or biting the hand that fed them. They all shared Marshal's strategic outlook and world view.
King also earned a reputation as a world class boozer. When nominated as Commander of U. S. Fleet and CNO he swore off the stuff for the duration. Rumor has it that he kept his word. The 'skirt' stuff I believe is all true.
I think that Eisenhower's 16 year stint as a Major which allowed him to do some substantiative study must have played a big part in his later success. However the current up or out would never allow this. Maybe he was a late bloomer which the system then in effect allowed to develop at his own pace.
We need a mix of fast burners and late bloomers, not just a one size fits all career path. In an earlier thread it was mentioned that allowing people to get out of the military, expand their experiences and then get back in could be helpful in bringing in new perspectives. There's another thing to throw into the mix of career paths.
But for the moment we have the one size fits all system.
Unique examples that don't fit
Both men's meteoric ascents came under unique circumstance that really cause the comparisons to a modern conflict (or the modern personnel system) somewhat problematic.
Lawrence was an astounding man whose singularly unique background became invaluable in the circumstances of the Middle East of 1915-17. One could almost imagine a Lawrence assigned to a battalion in the trenches of France being a complete disaster. While Allenby certainly promoted him quickly and with good reason, the tactical, strategic, and political whirl of that moment is not one that any system could forsee, plan for or recreate. While Lawrence is a model for many things today, personnel assignment and promotion is probably not one of them.
Eisenhower's rise, along with Marshall's Midas-like promotion system, is an equally flawed example, but for an entirely different reason. Simply put, the United States Army expanded from a few vaguely constituted divisions on far-flung and run-down posts to a 100 division colossus initially occupying dozens of virtually new installations and then deploying to literally all corners of the globe... In about three years. There were not 100+ general officers lying about in 1940-41 waiting for their divisions to arrive. Officers from major to brigadier general had to be rapidly advanced, and many peacetime general officers had to be shoved out of the way. Somehow by the grace of God, Marshall was ready to do exactly that.
Conversely, in the 9 years of the GWOT the army has increased by about 2-3 equivalent divisions worth of troops. There just has not been the need to rapidly promote officers to fill vacancies in new units. While certainly there have been instances where commanders from the battalion to division level perhaps should have gotten the hook, even those reliefs would not have caused majors to jump to brigade command in six months.
The peacetime army's personnel system, particularly as it regards officer assignment and promotion needs a serious look. But I'm not sure either of the examples you put forth provide a road map towards a better answer.
Now, should bright stars who have proven themselves in combat be shoved up the ladder faster? Perhaps. But one also has to consider the pressure on personal and family life for such officers. Without a cycle of schools and non-troop assignments it is easy to imagine that the army would burn out the very stars they are trying to reward. Sadly, this conflict is not "Berlin by Christmas." There will be no ceremony on the deck of the Missouri. These wars might be the ongoing reality for officer's entire careers. This is a marathon, not a sprint.
What about the NCO's?
Why no discussion on this?
I find it interesting all the whining and crying about the good officers who leave but nary a thought (or effort by researchers) to look into why good enlisted men punch out at the end of their terms.
Seems like most of the army is composed of enlisted soldiers and the quality of your NCO's can make or break a unit and its mission.
Think about it.
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